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Regulatory requirements prescribed by various circulars issued by Inspection department are consolidated in this circular as annexure.  43k v. 4 Jan 21, 2011, 10:19 PM Unknown user
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List & Gist of important circulars issued by inspection department between 26/10/09 to 24/12/10.   57k v. 5 Jan 23, 2011, 10:24 PM Unknown user
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List & Gist of all important circulars issued by the inspection department.   239k v. 4 Jan 23, 2011, 10:24 PM Unknown user
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Formats of Broker Client Agreement, Broker Sub-Broker Agreement, Tripartite Agreement, KYCs, RDD, Contract Notes etc.  923k v. 3 Jan 21, 2011, 10:19 PM Unknown user
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Broker AP Agreement, Application form, Cancellation form and checklists.  118k v. 3 Jan 21, 2011, 10:19 PM Unknown user
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Agreement between Broker and Clients availing Internet Trading facility.   28k v. 5 Jan 23, 2011, 10:25 PM Unknown user
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Format of notice board to be displayed at Head Office, Branch and Sub-Brokers office.   70k v. 4 Jan 23, 2011, 10:23 PM Unknown user
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Format of Broker - Client Agreement.  21k v. 3 Jan 23, 2011, 10:16 PM Unknown user
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Format of Tripartite Agreement between Broker Sub-Broker and Client.  31k v. 3 Jan 23, 2011, 10:17 PM Unknown user
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Format of Agreement between Broker and Sub-Broker.  21k v. 3 Jan 23, 2011, 10:18 PM Unknown user
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Format of Uniform Risk Disclosure Documents.  27k v. 3 Jan 23, 2011, 10:19 PM Unknown user
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Format of Client registration form for Individual and Non individual.  29k v. 3 Jan 23, 2011, 10:20 PM Unknown user
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Format of Contract Note for BSE CM Segment.  71k v. 3 Jan 23, 2011, 10:21 PM Unknown user
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Broker Remisier Application form, Cancellation form and checklists.  24k v. 3 Jan 23, 2011, 10:22 PM Unknown user
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Agreement between Broker and Clients availing Internet Trading facility.   62k v. 4 Jan 23, 2011, 10:25 PM Unknown user
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Format of notice board to be displayed at Head Office, Branch and Sub-Brokers office.  542k v. 3 Jan 23, 2011, 10:23 PM Unknown user
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Formats of Broker Client Agreement, KYCs, RDD and Contract Note.  199k v. 3 Jan 24, 2011, 1:03 AM Unknown user
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Broker AP Agreement, Application form, Cancellation form and checklists.  35k v. 3 Jan 24, 2011, 1:04 AM Unknown user
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Agreement between Broker and Clients availing Internet Trading facility.   154k v. 3 Jan 27, 2011, 9:31 PM Unknown user
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  809k v. 2 Jan 27, 2011, 9:31 PM Unknown user
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Formats of Broker Client Agreement,KYCs and RDD.  418k v. 3 Jan 28, 2011, 2:27 AM Unknown user
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Format of Contract Note.  125k v. 3 Jan 28, 2011, 2:27 AM Unknown user
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Circular contain the detail which should be include in the Notice Board.  39k v. 3 Jan 28, 2011, 2:29 AM Unknown user
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Uniform penalties for various violations made by Brokers.   140k v. 2 Jan 28, 2011, 2:33 AM Unknown user
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