Ultrafast PMLA & Surveillance Compliance.
From Alert to FIU Report
AML Sutra is an advanced PMLA and surveillance system for Indian brokers and DPs-covering alert generation, case management and FIU reporting in Finnet 2.0 format.
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Client screening that leaves no risk undetected
SEBI mandates all registered intermediaries to monitor the transactions of their clients in order to, detect, scrutinise and report suspicious transactions to FIU-IND with complete audit logs. Effective transaction monitoring-targeting market abuse, money laundering and terrorism financing-is a critical control for financial crime management. AML Sutra for Trading and DP Surveillance, is equipped with transaction tracking, alert generation and case lifecycle management-aligned with FIU-IND, SEBI, Exchanges and Depositories. It automates the entire PMLA compliance chain from data input and alert generation through to STR reporting in Finnet 2.0 format.
Multiple capabilities. Full PMLA compliance in one system
Every function required by SEBI's AML guidelines-built, automated and integrated within a single platform.
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Transaction Monitoring
Continuously monitor client transactions and behaviour patterns for suspicious activity in line with SEBI AML obligations.
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Alert Generation
Define and trigger alerts aligned with your risk appetite and regulatory requirements-fully configurable per entity type.
Internal and External Alerts
Process alerts generated internally and those provided by Depositories and Exchanges-within a single unified workflow.
Customisable Alert Rules
Configure alert parameters as per indicative themes prescribed under market abuse regulations and SEBI AML guidelines.
Case Management
Mitigate risk and ensure regulatory compliance through a rigorous maker-checker workflow-every case reviewed and documented.
Admin, Maker and Checker
Role-based access enables admin oversight and controlled maker-checker processing of every alert and compliance case.
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Risk Categorisation
Clients are auto-categorised as High, Medium or Low risk-in line with SEBI's risk-based AML compliance framework.
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Automated Workflow
Auto data input, alert generation, risk rating, MIS generation and alert closure-fully automated end-to-end.
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Close Alerts
Raise client queries, obtain and analyse responses and close alerts-with all interactions logged for the audit trail.
STR Reporting
Report suspicious transactions directly to FIU-IND in Finnet 2.0 format-accurate, timely and audit-ready.
Regulatory MIS
System-generated MIS catering to all audit and regulatory reporting requirements-ready for SEBI inspections and internal compliance reviews without manual compilation.
Purpose-built for Indian capital market PMLA compliance
AML Sutra is not a generic AML tool-it is designed specifically for SEBI-regulated brokers and depository participants.
FINNet 2.0 Ready
Direct STR submission to FIU-IND in FINNet 2.0 format-no manual formatting, no submission delays and no compliance gaps.
Regulatory Aligned
Every alert rule and workflow is aligned with FIU-IND, SEBI, Exchanges and Depositories through various regulations and circulars. Built for Indian market intermediaries specifically.
Full Automation
End-to-end automation from data input through to MIS and STR reporting-eliminating manual effort across the entire compliance chain.
Configurable Alerts
Alert rules are fully configurable to your entity's risk appetite-aligned with SEBI's indicative themes and market abuse frameworks.
Maker-Checker Control
Rigorous role-based maker-checker workflow ensures every compliance decision is reviewed, approved and documented.
Audit-Ready Records
All alerts, case notes, client interactions and STRs are logged and retained-ready for SEBI inspections and FIU audits at any time.
