Outsourcing
Outsourcing
Our outsourcing services deliver end-to-end compliance and operational support for every category of SEBI-regulated market participant. From pre-verification of regulatory submissions and KYC process management to back-office operations and branch and Authorised Person inspections, every service is designed to reduce manual effort, eliminate filing errors and ensure your entity remains inspection-ready across every reporting cycle.
Pre-Verification of Regulatory Submissions
Pre-verification services ensure every regulatory submission is accurate, complete and inspection-ready before filing across Stock Brokers, DPs, AIFs, PMS and Listed Companies.
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Covers margin reporting, settlement, PPM updates, LODR disclosures and periodic SEBI and exchange submissions across all entity types.
Reduces risk of monetary penalties, exchange observations and regulatory scrutiny through structured compliance review before every deadline.
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KYC-Process Management
End-to-end KYC process management ensuring every client onboarding meets SEBI, KRA, Depository and exchange compliance requirements.
Completely automated KYC verification workflow covering client verification, documentation review, KRA uploads and periodic KYC renewal across all segments.
Eliminates manual bottlenecks and reduces onboarding errors through structured process oversight aligned with regulatory guidelines.
Back Office Outsourcing
Full back-office outsourcing for SEBI-regulated entities covering operations and reporting functions across broking, depository and fund management
Outsourced back-office operations covering trade processing, client ledger management, billing, settlement and regulatory reporting across all segments.
Reduces operational overhead and staffing costs while ensuring continuous compliance with SEBI, NSE, BSE, CDSL and NSDL requirements.
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Branch & Authorised Person (AP) Inspection
Structured inspection services for branches and Authorised Persons ensuring compliance with exchange bye-laws, SEBI regulations and internal governance standards.
End-to-end AP and branch inspection covering compliance checks, activity review, document verification and inspection report preparation for exchange submission.
Identifies non-compliant activities, gaps in AP conduct and documentation deficiencies before they are observed during exchange inspection cycles.
