ComplianceSutra
Designed to centralize regulatory compliance across institutions with automated workflows, real-time monitoring and audit-ready governance.
.svg){kind=icon}
Compliance is not merely a checklist. It's a survival and growth strategy
Navigating India’s multi-regulator maze demands more than spreadsheets.
Traditional methods like Excel trackers and email threads create silos, leading to missed deadlines and invisible risks. In a regulatory environment where penalties are severe and reputational damage is instant, manual compliance is a liability you cannot afford.
Fragmented Oversight
Critical data scattered across emails, files and disparate systems.
Missed Deadlines
Manual tracking fails at scale, leading to penalties and non-compliance.
.svg){kind=small}
Audit Anxiety
Scrambling for proof and documentation when inspectors arrive.
Unified Compliance Control
Centralized platform unifies all compliance activities in one system.
Zero Missed Deadlines
Automated calendars and reminders ensure compliance happens on time.
Always Audit-Ready
Pre-built templates and centralized documentation keep you audit-ready always.
Built for India’s regulated financial sector
Tailored for entities reporting to SEBI, RBI, exchanges and depositories.
Financial Market Participants
.svg)
Stock & Commodity Brokers.
Depository Participants.
Alternative Investment Fund.
Mutual Fund.
Portfolio Managers.
Investment Advisors.
Research Analysts.
RBI-Regulated Entities
Non-Banking Financial Companies (NBFCs).
Housing Finance Companies.
Banks.
Payment Banks.
Small Finance Banks.
Cooperative Banks.
Asset Reconstruction Companies (ARCs).
Listed and Public Companies
SEBI Listed Companies.
Companies Act Compliance (MCA/ROC).
Secretarial Compliance.
CSR (Corporate Social Responsibility).
Income Tax Compliance.
GST Compliance.
Multi-State Operations.
Complete Compliance Lifecycle Management
Six fully integrated modules delivering a single, trusted source of truth across enterprise trading and financial operations.
Governance Management
Streamline meetings, agendas and minutes.
.svg)
Risk Management
Identify, assess and mitigate operational risks.
.svg)
Compliance Management
Map regulatory circulars to actionable tasks.
Audit Management
Manage internal & statutory audits seamlessly.
Project & Process
Standardize repetitive compliance processes.
Task Management
Assign, track and close tasks on time.
Core capabilities that drive compliance excellence
Intelligent automation and structured workflows deliver regulatory certainty, operational consistency and enterprise-grade compliance assurance.
Never miss a deadline
Convert complex circulars into clear, actionable tasks; the system automatically updates with new regulations, keeping organizations compliant, proactive, and ahead of change.
Regulatory library
Escalation matrix
Real-time update
Compliance calendar
Alert system
Proof uploads
Manage and automate audits
Create customised templates of audit questionnaires, checklists and create you own knowledge bank on how to verify each checkpoint. Replicate templates for live audit assignments and allot it to different auditors, while having complete visibility for 100s of audit assignments, real-time.
Audit planning
Questionnaire and Checklist
Information and data collection
Audit execution and tracking
Auditee’s management response
Rectification management
Identify risks before they escalate
Identify, categorise, and assess risks and implement with preventive, detective, and corrective controls. Track regulatory circulars through simplified summaries, preventing missed obligations and regulatory remarks.
Regulatory circular tracking
Missed obligation alerts
Preventive control measures
Risk categorization framework
Simplified circular summaries
Compliance risk registers
Decision-grade visibility for leadership
Provide Boards and CXOs instant clarity with real-time views of compliance status, overdue tasks and critical risks, eliminating reliance on end-of-month reports for decisions timely.
CXO Dashboards
Branch-wise Reports
Exception Alerts
Trend Analysis
Compliance Scorecards
Why ComplianceSutra
Delivering control, certainty and scalable execution tailored for regulated financial entities and compliance-driven enterprises.
On-Time, Every Time
Automated reminders, maker-checker workflows and compliance calendars ensure zero missed deadlines, eliminating regulatory penalties.
Reduced Regulatory Risk
Proactive risk identification, continuous monitoring and structured controls minimize compliance gaps and regulatory exposure across all domains.
Complete Transparency
Real-time visibility into compliance status across branches, entities and functions; leadership gains instant insight organization-wide.
.svg)
Enhanced Accountability
Clear task ownership, approval workflows and audit trails ensure every compliance activity has defined responsibility and tracking.
Audit-Ready Always
Centralized documentation, standardized templates and complete traceability.
Scalable Architecture
Designed for growing organizations. Supports multiple entities, branches, departments and users without operational burden or complexity.
