Pre-Verification of Regulatory Submissions
Pre-Verification of Regulatory Submissions
Our pre-verification services ensure timely, accurate and inspection-ready regulatory submissions for every category of SEBI-regulated market participant, covering Stock Brokers, Depository Participants, Alternative Investment Funds, Portfolio Managers and Listed Companies. Our compliance experts review every report before filing, identifying anomalies, ensuring data completeness and reducing the risk of exchange observations, monetary penalties and regulatory consequences across all reporting cycles.
Stock Broking
Pre-verification services for Stock Brokers cover all critical exchange and SEBI submissions before filing. This includes margin reporting, client fund settlement, MTF filings, UCC submissions and Authorised Person MIS reports across NSE, BSE and MCX.
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Pre-verification of margin, settlement, RBS and collateral reports ensuring accuracy and completeness before every exchange submission cycle.
Reduces risk of monetary penalties, non-monetary sanctions and exchange inspection observations through structured compliance review.
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Alternative Investment Funds
Pre-verification services for AIFs cover all critical SEBI submissions before filing. This includes annual and quarterly activity reports, PPM updates, trustee compliance reports, benchmarking filings and NRI investor reporting.
Pre-verification of periodic SEBI filings, trustee reports and FLA submissions ensuring accuracy, disclosure completeness and regulatory alignment.
Reduces risk of SEBI observations, AIF registration consequences and investor-level compliance gaps through structured pre-submission review.
Portfolio Management Services
Pre-verification services for Portfolio Managers cover all critical SEBI and APMI submissions before filing. This includes monthly filings, offsite inspection reports, PARAS Portal submissions, annual certificates and net worth reporting.
Strategic advisory on SEBI regulations, public issues, open offers and post-listing compliances
End-to-end support for filings, disclosures and regulatory coordination across transactions
Listed Companies
Pre-verification services for listed entities cover all critical SEBI LODR and exchange submissions before filing. This includes financial results, corporate governance reports, shareholding patterns, RPT disclosures and insider trading compliance filings.
Pre-verification of periodic and event-based disclosures ensuring accuracy, consistency and full SEBI LODR compliance before every exchange submission.
Reduces risk of monetary penalties, promoter shareholding freezing, trading suspension and reputational damage through structured pre-filing review.
